Lau, Yik Kwan 劉奕群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-15 | 2004-10-15 | Rep | Dealing in futures contracts | 2003-04-15 | 2009-08-29 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-15 | 2005-03-14 | Rep | Advising on securities | 2003-04-15 | 2005-03-14 | Rep | Asset management | 2003-04-15 | 2005-05-03 | Rep | Dealing in securities | 2003-04-15 | 2009-08-29 |
| 3 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-15 | Rep | Advising on securities | 2003-04-15 | Rep | Asset management | 2003-04-15 | Rep | Dealing in securities | 2003-04-15 |
| 4 | JIMEI FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2013-01-05 |
| 5 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-01 | 2016-08-26 |
| 6 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-15 | Rep | Asset management | 2003-04-15 | Rep | Dealing in futures contracts | 2003-04-15 |
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