Ng, Ka Kin (SFC:ACF722) 吳家健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-12 | 2016-06-20 | RO | Dealing in futures contracts | 2016-06-20 | 2016-09-08 | RO | Dealing in securities | 2016-06-20 | 2016-09-08 |
| 2 | Billion Capital Partners Limited | Rep | Asset management | 2019-05-16 | 2019-11-22 | RO | Asset management | 2019-11-22 | 2020-05-31 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-10 | 2004-10-15 | Rep | Asset management | 2003-04-10 | 2004-10-15 | Rep | Dealing in futures contracts | 2003-04-10 | 2009-08-29 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-17 | 2009-08-29 |
| 5 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-09-28 | 2016-11-16 | Rep | Dealing in securities | 2016-09-28 | 2016-11-16 | RO | Dealing in futures contracts | 2016-11-16 | 2017-12-12 | RO | Dealing in securities | 2016-11-16 | 2017-12-12 |
| 6 | Integrity Construction & Development Securities Group Limited | RO | Advising on securities | 2018-02-01 | 2019-02-01 | RO | Dealing in securities | 2018-02-01 | 2019-02-01 |
| 7 | JIMEI FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2012-07-20 | RO | Dealing in futures contracts | 2012-07-20 | 2013-01-05 |
| 8 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-01 | 2014-10-06 | RO | Dealing in securities | 2014-10-06 | 2016-05-11 |
| 9 | Lumineux Asset Management Limited | RO | Asset management | 2020-08-18 | 2023-01-04 |
| 10 | Lumineux Securities Limited | RO | Advising on securities | 2020-07-13 | 2023-01-04 | RO | Dealing in securities | 2020-07-13 | 2023-01-04 |
| 11 | Suncorp Asset Management Limited | Rep | Advising on securities | 2023-06-07 | 2023-06-08 | Rep | Asset management | 2023-06-07 | 2023-06-08 | RO | Advising on securities | 2023-06-08 | RO | Asset management | 2023-06-08 |
| 12 | Suncorp Securities Limited | Rep | Dealing in securities | 2023-06-07 | 2023-06-08 | RO | Dealing in securities | 2023-06-08 |
| 13 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-09 | Rep | Asset management | 2003-04-09 | Rep | Dealing in futures contracts | 2003-04-09 |
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