Lai, King Man (SFC:ABX825) 黎景文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Greater China Securities Limited (b1999-04-26) | RO | Advising on corporate finance | 2004-10-29 | RO | Advising on securities | 2004-10-29 | RO | Asset management | 2004-10-29 | RO | Dealing in securities | 2004-10-29 | Rep | Dealing in securities | 2007-03-26 | 2007-04-13 | RO | Dealing in securities | 2007-04-13 | 2009-11-30 |
| 2 | Grit Securities Limited | RO | Dealing in securities | 2016-08-31 | 2017-03-03 |
| 3 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2004-11-08 | 2004-12-09 | RO | Dealing in securities | 2004-12-09 | 2007-02-28 |
| 4 | JIMEI ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-08-19 | 2011-12-31 |
| 5 | JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2009-12-01 | 2013-09-30 |
| 6 | JIMEI WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2004-02-26 | |
| 7 | JOINCAP CAPITAL LIMITED | RO | Advising on securities | 2014-08-22 | 2017-03-03 | RO | Asset management | 2014-08-22 | 2017-03-03 |
| 8 | Lighthouse Capital (HK) Financial Limited | RO | Asset management | 2017-03-08 | 2023-06-30 | RO | Dealing in securities | 2017-03-08 | 2023-06-30 |
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