Lo, Yin Yee 盧燕儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-08 | |
2 | Ho Fung Shares Investment Company | Rep | Advising on corporate finance | 2003-07-28 | Rep | Advising on securities | 2003-07-28 | Rep | Asset management | 2003-07-28 | Rep | Dealing in securities | 2005-03-24 |
3 | HO FUNG SHARES INVESTMENT LIMITED | Rep | Dealing in securities | 2005-03-24 | 2009-03-27 |
4 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-27 | 2017-10-03 |
5 | PO SANG SECURITIES LIMITED | Rep | Dealing in securities | 2018-02-15 | 2019-07-01 |
6 | Yieldful Securities Limited | Rep | Dealing in securities | 2017-10-25 | 2018-01-31 |
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