Wong, Frederick Chiu Hoi 黃照開
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | RO | Asset management | 2016-08-15 | 2016-11-17 | RO | Dealing in securities | 2016-08-15 | 2016-11-17 |
| 2 | China Hong Kong Capital Asset Management Company Limited | RO | Advising on corporate finance | 2003-06-20 | RO | Advising on securities | 2003-06-20 | RO | Asset management | 2015-06-01 | RO | Dealing in securities | 2015-06-01 |
| 3 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-09 | 2019-11-01 | RO | Dealing in securities | 2019-11-01 | 2021-06-01 |
| 4 | Pixiu Asset Management Limited | RO | Advising on securities | 2017-06-28 | 2019-01-18 | RO | Asset management | 2017-06-28 | 2019-01-18 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-07-30 | 2016-07-22 |
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