Lee, Dennis Sai Leung 李世亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2017-07-18 | 2017-10-11 | RO | Dealing in securities | 2017-10-11 | 2018-09-16 | Rep | Dealing in futures contracts | 2018-02-27 | 2018-09-16 |
| 2 | Amber Hill Asset Management Limited | Rep | Asset management | 2017-07-18 | 2018-02-27 | RO | Advising on securities | 2018-02-27 | 2018-09-16 | RO | Asset management | 2018-02-27 | 2018-09-16 |
| 3 | China Hong Kong Capital Asset Management Company Limited | Rep | Dealing in securities | 2005-09-12 | 2016-04-29 | RO | Dealing in securities | 2016-04-29 | 2017-06-16 | Rep | Asset management | 2016-08-11 | 2017-06-16 |
| 4 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-10-23 | 2019-01-24 | Rep | Asset management | 2018-10-23 | 2019-01-24 | RO | Advising on securities | 2019-01-24 | 2020-12-14 | RO | Asset management | 2019-01-24 | 2020-12-14 | Rep | Advising on futures contracts | 2020-12-15 | 2022-07-15 | Rep | Dealing in futures contracts | 2020-12-15 | 2022-07-15 | RO | Advising on securities | 2020-12-15 | 2023-06-19 | RO | Asset management | 2020-12-15 | 2023-06-19 | RO | Dealing in securities | 2020-12-15 | 2023-06-19 |
| 5 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2018-10-23 | 2019-01-24 | RO | Dealing in securities | 2019-01-24 | 2020-12-14 | Rep | Advising on futures contracts | 2019-07-10 | 2020-12-14 | Rep | Dealing in futures contracts | 2019-07-10 | 2020-12-14 |
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