Wong, Andy Yeung 王陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2007-11-21 | 2009-06-01 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2007-11-18 |
| 3 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-08-07 | 2007-02-28 |
| 4 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-04-17 | 2020-07-02 | RO | Dealing in futures contracts | 2020-07-02 | 2023-11-30 | RO | Dealing in securities | 2021-07-13 | 2023-11-30 | RO | Advising on futures contracts | 2022-07-20 | 2023-11-30 | RO | Advising on securities | 2022-07-20 | 2023-11-30 |
| 5 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-11 | 2009-08-14 | RO | Dealing in futures contracts | 2009-08-14 | 2013-12-18 |
| 6 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2005-10-26 | 2006-07-26 | Rep | Leveraged foreign exchange trading | 2006-03-29 | 2006-07-26 |
| 7 | VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2015-11-25 | 2020-03-02 |
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