Woo, Walter Wing Hong 胡永匡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB International Global Markets Limited | Rep | Advising on securities | 2022-01-24 | |
2 | CMB International Securities Limited | Rep | Advising on securities | 2017-02-22 | 2022-05-05 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-25 | 2011-07-11 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-25 | 2011-07-11 |
5 | JK Capital Management Limited | Rep | Advising on securities | 2011-08-02 | 2014-04-02 | Rep | Asset management | 2011-08-02 | 2014-04-02 |
6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2014-11-28 | 2015-06-03 |
7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2015-06-08 | 2016-11-15 |
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