Tang, Ka Nam 鄧嘉南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2003-09-19 | 2005-08-03 | Rep | Dealing in securities | 2005-04-08 | 2005-09-28 |
| 2 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-05-13 | 2014-01-27 | Rep | Asset management | 2013-05-13 | 2014-01-27 | Rep | Dealing in securities | 2013-05-13 | 2014-01-27 | RO | Advising on securities | 2014-01-27 | 2014-04-30 | RO | Asset management | 2014-01-27 | 2014-04-30 | RO | Dealing in securities | 2014-01-27 | 2014-04-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-08-20 | Rep | Advising on securities | 2003-08-20 | Rep | Asset management | 2003-08-20 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-20 | Rep | Advising on securities | 2003-08-20 | Rep | Asset management | 2003-08-20 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2005-09-30 | 2007-04-03 | RO | Advising on securities | 2007-04-03 | 2013-04-06 | RO | Asset management | 2007-04-03 | 2013-04-06 | RO | Dealing in securities | 2007-04-03 | 2013-04-06 |
| 6 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2014-05-07 | 2018-11-02 | Rep | Dealing in securities | 2014-05-07 | 2018-11-02 |
| 7 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2018-11-13 | 2019-10-30 | Rep | Dealing in securities | 2018-11-13 | 2019-10-30 | RO | Advising on securities | 2019-10-30 | RO | Asset management | 2019-10-30 | RO | Dealing in securities | 2019-10-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy