Tang, Ka Nam 鄧嘉南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-08-20 | |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2003-08-20 | |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2003-08-20 | |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-20 | |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2003-08-20 | |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2003-08-20 | |
| 7 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2003-09-19 | 2005-08-03 |
| 8 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2005-04-08 | 2005-09-28 |
| 9 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2005-09-30 | 2007-04-03 |
| 10 | JPMorgan Funds (Asia) Limited | RO | Advising on securities | 2007-04-03 | 2013-04-06 |
| 11 | JPMorgan Funds (Asia) Limited | RO | Asset management | 2007-04-03 | 2013-04-06 |
| 12 | JPMorgan Funds (Asia) Limited | RO | Dealing in securities | 2007-04-03 | 2013-04-06 |
| 13 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-05-13 | 2014-01-27 |
| 14 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2013-05-13 | 2014-01-27 |
| 15 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2013-05-13 | 2014-01-27 |
| 16 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2014-01-27 | 2014-04-30 |
| 17 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2014-01-27 | 2014-04-30 |
| 18 | BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2014-01-27 | 2014-04-30 |
| 19 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2014-05-07 | 2018-11-02 |
| 20 | Neuberger Berman Asia Limited | Rep | Dealing in securities | 2014-05-07 | 2018-11-02 |
| 21 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2018-11-13 | 2019-10-30 |
| 22 | Ninety One Hong Kong Limited | Rep | Dealing in securities | 2018-11-13 | 2019-10-30 |
| 23 | Ninety One Hong Kong Limited | RO | Advising on securities | 2019-10-30 | |
| 24 | Ninety One Hong Kong Limited | RO | Asset management | 2019-10-30 | |
| 25 | Ninety One Hong Kong Limited | RO | Dealing in securities | 2019-10-30 |
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