Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2005-08-01 | 2011-08-01 | Rep | Dealing in securities | 2005-08-01 | 2011-08-01 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Dealing in securities | 2013-05-03 | 2014-06-06 | Rep | Advising on securities | 2013-05-10 | 2014-06-06 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2011-08-04 | 2013-04-24 |
| 4 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2014-06-16 | 2020-12-04 | Rep | Dealing in securities | 2014-06-16 | 2020-12-04 | RO | Advising on securities | 2020-12-04 | RO | Dealing in securities | 2020-12-04 |
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