Ling, Tsz King 凌子敬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-18 | 2024-07-25 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2023-10-18 | 2024-07-25 | Rep | Advising on securities | 2023-12-01 | 2024-07-25 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2024-10-16 | Rep | Dealing in securities | 2024-10-16 | Rep | Asset management | 2024-11-19 | 2025-06-05 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2023-08-01 | 2023-09-26 | Rep | Asset management | 2023-08-01 | 2023-09-26 |
| 5 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-02 | 2010-06-12 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2010-08-04 | 2020-06-22 |
| 7 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-11-15 | 2009-02-17 |
| 8 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-07-20 | 2023-07-21 | Rep | Asset management | 2020-07-20 | 2023-07-21 |
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