Lo, Pui Man (SFC:AJD641) 勞珮雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2018-08-29 | 2022-11-04 | Rep | Dealing in securities | 2018-08-29 | 2022-11-04 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2003-10-09 | 2004-07-09 | Rep | Dealing in securities | 2003-10-09 | 2004-07-09 |
| 3 | FIL Investment Advisors | Rep | Asset management | 2004-07-20 | 2004-10-15 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2004-07-20 | 2004-10-15 | Rep | Dealing in securities | 2004-07-20 | 2007-11-09 |
| 5 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2018-07-26 | 2018-08-14 | Rep | Asset management | 2018-07-26 | 2018-08-14 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2010-04-22 | 2018-08-14 | Rep | Advising on securities | 2018-07-26 | 2018-08-14 | Rep | Asset management | 2018-07-26 | 2018-08-14 |
| 7 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2007-12-07 | 2009-09-01 | Rep | Asset management | 2007-12-19 | 2009-09-01 |
| 8 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2022-12-14 | Rep | Dealing in securities | 2022-12-14 |
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