Ng, Francis Chi Yin 吳旨賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2011-08-19 | 2012-03-01 |
| 2 | Pacific Aegis Capital Management (IM) Limited | RO | Asset management | 2021-12-07 | |
| 3 | STI Asset Management Limited | Rep | Advising on securities | 2018-07-04 | 2020-02-11 | Rep | Asset management | 2018-07-04 | 2020-02-11 | Rep | Dealing in securities | 2018-08-01 | 2020-02-11 |
| 4 | SYZ Asset Management (Asia) Limited | Rep | Advising on securities | 2012-12-07 | 2014-10-10 | Rep | Dealing in securities | 2012-12-07 | 2014-10-10 |
| 5 | TIANLI FINANCIAL LIMITED | Rep | Advising on securities | 2017-05-10 | 2018-06-01 | Rep | Asset management | 2017-05-10 | 2018-06-01 |
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