Lui, Connie Ngan 呂雁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2010-12-20 | 2011-01-24 | Rep | Dealing in securities | 2010-12-20 | 2011-01-24 |
| 2 | JS CRESVALE CAPITAL LIMITED | Rep | Dealing in securities | 2011-08-01 | 2011-12-30 |
| 3 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on securities | 2011-08-01 | 2011-12-30 | Rep | Dealing in futures contracts | 2011-08-01 | 2011-12-30 | Rep | Dealing in securities | 2011-08-01 | 2011-12-30 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-16 | 2010-11-01 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2010-11-01 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2010-08-20 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-05-05 |
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