Ma, Alan Ching Lun 馬敬倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2006-12-04 | 2009-01-01 |
| 2 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2009-03-02 | 2010-10-21 |
| 3 | JS CRESVALE CAPITAL LIMITED | Rep | Dealing in securities | 2010-11-01 | 2013-07-10 |
| 4 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2010-11-01 | 2013-07-10 |
| 5 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2013-07-24 | 2013-11-05 |
| 6 | Rich Union Securities (H.K.) Limited | RO | Dealing in securities | 2013-11-05 | 2015-07-05 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2015-07-17 | 2015-09-02 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2015-07-17 | 2015-09-02 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2015-09-02 | 2016-09-11 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2015-09-02 | 2016-09-11 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2015-09-25 | 2016-09-11 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2015-09-25 | 2016-09-11 |
| 13 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2016-09-07 | 2016-09-11 |
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