Mok, Wai Yin (SFC:AHX029) 莫慧賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2010-09-29 | 2011-12-31 | Rep | Dealing in securities | 2010-09-29 | 2011-12-31 | Rep | Asset management | 2011-03-08 | 2011-12-31 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2005-01-14 | 2010-09-17 | Rep | Advising on securities | 2010-06-14 | 2010-09-17 | Rep | Asset management | 2010-06-14 | 2010-09-17 | Rep | Advising on securities | 2013-06-27 | Rep | Asset management | 2013-06-27 | Rep | Dealing in securities | 2013-06-27 |
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