Kwok, Tom Ka Chun 郭家駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-04-13 | 2019-11-25 | Rep | Asset management | 2016-04-13 | 2019-11-25 | RO | Advising on securities | 2019-11-25 | RO | Asset management | 2019-11-25 |
| 2 | China Finance KAB Limited | Rep | Dealing in futures contracts | 2006-08-31 | 2018-03-14 | Rep | Dealing in securities | 2006-08-31 | 2018-03-14 | RO | Dealing in futures contracts | 2018-03-14 | RO | Dealing in securities | 2018-03-14 | RO | Advising on securities | 2018-07-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy