Kwong, Dak Shing 鄺德成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KAISER CAPITAL MANAGEMENT LIMITED RO Asset management 2020-05-12
2 KAISER FUTURES LIMITED RO Dealing in futures contracts
RO Advising on futures contracts 2005-02-18
RO Asset management 2005-02-18
3 KAISER SECURITIES LIMITED Rep Dealing in securities 2009-12-07

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