Yuen, Ka Fai (SFC:ADX536) 阮家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in futures contracts | 2006-08-02 | RO | Dealing in futures contracts | 2006-08-02 | 2017-04-16 |
| 2 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-18 | Rep | Advising on securities | 2005-02-18 | Rep | Asset management | 2005-02-18 | Rep | Dealing in securities | 2017-04-16 |
| 3 | Zhong Yang Capital Limited | RO | Advising on futures contracts | 2018-02-05 | RO | Advising on securities | 2018-02-05 | RO | Asset management | 2018-02-05 |
| 4 | Zhong Yang Securities Limited | Rep | Dealing in futures contracts | 2017-04-28 | 2017-06-23 | Rep | Dealing in securities | 2017-04-28 | 2017-06-23 | RO | Dealing in futures contracts | 2017-06-23 | RO | Dealing in securities | 2017-06-23 |
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