Li, Tak Wa 李德華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ASA SECURITIES LIMITED Rep Dealing in futures contracts 2016-02-03 2016-08-03
Rep Dealing in securities 2016-02-03 2016-08-03
2 KAISER FUTURES LIMITED Rep Dealing in futures contracts 2004-03-12 2012-11-30
3 KAISER SECURITIES LIMITED Rep Dealing in securities 2004-03-12 2012-11-30
4 SINO CAPITAL SECURITIES LIMITED Rep Advising on corporate finance 2004-03-01
Rep Advising on securities 2004-03-01
Rep Asset management 2004-03-01
Rep Automated trading services 2004-03-01
Rep Dealing in securities 2004-03-02
5 Well Link International Securities Limited Rep Advising on futures contracts 2004-03-01
Rep Asset management 2004-03-01
Rep Automated trading services 2004-03-01
Rep Dealing in futures contracts 2004-03-02

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