Li, Tak Wa 李德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-01 | |
| 2 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2004-03-01 | |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2004-03-01 | |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Asset management | 2004-03-01 | |
| 5 | Well Link International Securities Limited | Rep | Asset management | 2004-03-01 | |
| 6 | SINO CAPITAL SECURITIES LIMITED | Rep | Automated trading services | 2004-03-01 | |
| 7 | Well Link International Securities Limited | Rep | Automated trading services | 2004-03-01 | |
| 8 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2004-03-02 | |
| 9 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-12 | 2012-11-30 |
| 10 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-02-03 | 2016-08-03 |
| 11 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-02 | |
| 12 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-12 | 2012-11-30 |
| 13 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-03 | 2016-08-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy