Li, Yuen Kwan (SFC:AQC173) 李婉君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-05 | 2012-08-21 |
| 2 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-05 | 2012-08-21 |
| 3 | SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2012-11-01 | 2014-08-09 | Rep | Dealing in futures contracts | 2012-11-01 | 2014-08-09 |
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