Ng, Kin Ying 吳健瑛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-02 | 2013-05-04 |
| 2 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-29 | 2013-05-04 |
| 3 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-05-16 | 2016-04-23 |
| 4 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-05-16 | 2016-04-23 |
| 5 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-08-09 | 2017-11-23 |
| 6 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-02-26 | 2018-10-15 |
| 7 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-11-23 | 2024-04-20 |
| 8 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Advising on securities | 2018-10-15 | 2024-04-20 |
| 9 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-11-07 | 2024-04-20 |
| 10 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-11-07 | 2024-04-20 |
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