Ng, Fanny Tak Lin 吳德蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-18 | |
| 2 | KAISER SECURITIES LIMITED | Rep | Advising on securities | 2005-02-18 | |
| 3 | Zhong Yang Capital Limited | Rep | Advising on securities | 2024-02-09 | 2024-02-22 |
| 4 | KAISER SECURITIES LIMITED | Rep | Asset management | 2005-02-18 | |
| 5 | Zhong Yang Capital Limited | Rep | Asset management | 2024-02-09 | 2024-02-22 |
| 6 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-09 | 2017-09-04 |
| 7 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-04 | |
| 8 | CF SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-08 | 2018-02-01 |
| 9 | Zhong Yang Securities Limited | Rep | Dealing in securities | 2024-02-09 | 2024-02-22 |
| 10 | CF ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-03-06 | 2023-11-17 |
| 11 | Zhong Yang Capital Limited | RO | Advising on securities | 2024-02-22 | |
| 12 | CF ASSET MANAGEMENT LIMITED | RO | Asset management | 2023-03-06 | 2023-11-17 |
| 13 | Zhong Yang Capital Limited | RO | Asset management | 2024-02-22 | |
| 14 | CF SECURITIES LIMITED | RO | Dealing in securities | 2018-02-01 | 2023-11-17 |
| 15 | Zhong Yang Securities Limited | RO | Dealing in securities | 2024-02-22 |
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