Wan, Kwok Fung 溫國峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-03-21 | 2023-05-31 | RO | Advising on securities | 2018-08-06 | 2023-05-31 |
| 2 | China Finance KAB Limited | RO | Advising on securities | 2019-01-08 | 2023-05-31 | RO | Dealing in futures contracts | 2019-01-08 | 2023-05-31 | RO | Dealing in securities | 2019-01-08 | 2023-05-31 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-11-03 | 2011-04-01 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-25 | 2016-11-25 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2016-11-25 |
| 6 | Kudos Summit Asset Management Limited | RO | Advising on securities | 2023-07-10 | RO | Asset management | 2023-07-10 |
| 7 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-09 | Rep | Advising on securities | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Automated trading services | 2004-06-09 | Rep | Dealing in securities | 2008-10-13 |
| 8 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Dealing in futures contracts | 2008-10-13 |
| 9 | SUN YI COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2011-04-01 |
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