Woo, So Mui 胡素梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2012-06-11 |
| 2 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-06-11 |
| 3 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-08 | 2011-06-30 | Rep | Dealing in securities | 2009-09-08 | 2011-06-30 |
| 4 | REALINK FINANCIAL TRADE LIMITED | Rep | Advising on corporate finance | 2003-09-23 | Rep | Advising on securities | 2003-09-23 | Rep | Asset management | 2003-09-23 | Rep | Automated trading services | 2003-09-23 | Rep | Dealing in securities | 2009-09-04 | Rep | Dealing in futures contracts | 2004-06-25 | 2009-09-04 |
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