Chau, Wai Ming (SFC:AAC270) 周偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-09 | 2005-11-01 | Rep | Dealing in securities | 2007-08-30 | 2008-06-30 |
| 2 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2005-11-03 | 2007-08-18 |
| 3 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2008-07-07 | |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-03-08 | Rep | Advising on securities | 2004-03-08 | Rep | Asset management | 2004-03-08 | Rep | Dealing in securities | 2004-03-08 |
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