Tong, Wing Wing Yan 湯穎殷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2007-09-03 | 2010-03-06 | Rep | Dealing in securities | 2011-03-04 | 2012-08-31 | RO | Dealing in securities | 2012-08-31 | 2012-12-01 |
| 2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-12-07 | 2019-01-15 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-12-07 | 2019-01-15 |
| 4 | SynerWealth Financial Limited | Rep | Dealing in securities | 2010-03-09 | 2011-02-28 |
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