Chan, Oscar Ching Fan 陳政勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-05-21 | 2015-05-01 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Asset management | 2011-11-25 | 2012-01-04 | Rep | Advising on securities | 2011-11-25 | 2012-03-27 | Rep | Dealing in securities | 2011-11-25 | 2012-03-27 | RO | Asset management | 2012-01-04 | 2012-05-21 | RO | Advising on securities | 2012-03-27 | 2015-05-01 | RO | Dealing in securities | 2012-03-27 | 2015-05-01 |
| 3 | Hong Kong Zhongzheng Fund Management Limited | RO | Advising on securities | 2020-06-29 | RO | Asset management | 2020-06-29 |
| 4 | HTF Securities Limited | RO | Advising on securities | 2019-04-17 | 2020-03-09 | RO | Asset management | 2019-04-17 | 2020-03-09 | RO | Dealing in securities | 2019-04-17 | 2020-03-09 |
| 5 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-03-03 | 2010-07-21 | Rep | Asset management | 2005-04-19 | 2011-11-01 | Rep | Advising on securities | 2011-08-31 | 2011-11-01 |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-11 | 2011-11-01 |
| 7 | OC Consultants Limited (HK) | RO | Advising on securities | 2015-11-19 | 2018-02-10 | RO | Asset management | 2015-11-19 | 2018-02-10 | RO | Dealing in securities | 2015-11-19 | 2018-02-10 |
| 8 | WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2018-05-03 | 2019-03-06 | RO | Asset management | 2018-05-03 | 2019-03-06 | RO | Dealing in securities | 2018-05-03 | 2019-03-06 |
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