Chiu, Sheung Yuk 趙嫦玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | D'Asie Asset Management Limited | RO | Advising on securities | 2016-01-19 | 2016-08-01 | RO | Asset management | 2016-01-19 | 2016-08-01 |
2 | HK KEYSTONE CAPITAL LIMITED | RO | Advising on securities | 2018-11-09 | 2019-04-08 | RO | Asset management | 2018-11-09 | 2019-04-08 | RO | Dealing in securities | 2018-11-09 | 2019-04-08 |
3 | HTF Securities Limited | Rep | Advising on securities | 2019-07-19 | 2019-08-14 | Rep | Asset management | 2019-07-19 | 2019-08-14 | Rep | Dealing in securities | 2019-07-19 | 2019-08-14 | RO | Advising on securities | 2019-08-14 | 2023-04-01 | RO | Asset management | 2019-08-14 | 2023-04-01 | RO | Dealing in securities | 2019-08-14 | 2023-04-01 |
4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-08-06 | 2016-01-15 | Rep | Asset management | 2006-05-25 | 2014-10-27 | RO | Asset management | 2014-10-27 | 2016-01-15 |
5 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-24 | 2016-01-15 |
6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-07-30 | 2013-10-24 | RO | Dealing in securities | 2013-10-24 | 2016-01-15 |
7 | Matrix Asset Management Limited | Rep | Advising on securities | 2023-06-01 | 2023-10-31 | Rep | Asset management | 2023-06-01 | 2023-10-31 |
8 | Matrix Securities Limited | Rep | Dealing in securities | 2023-06-01 | 2023-10-31 |
9 | Prior Asset Management Limited | RO | Advising on securities | 2016-09-14 | 2018-10-15 | RO | Asset management | 2016-09-14 | 2018-10-15 |
10 | Sino Linear Investment Management Limited | RO | Asset management | 2023-11-16 |
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