Lam, Wai Leung (SFC:AIX165) 林偉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL AMPLE ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2023-05-31 | 2023-08-08 | Rep | Asset management | 2023-05-31 | 2023-08-08 | RO | Advising on securities | 2023-08-08 | 2023-12-06 | RO | Asset management | 2023-08-08 | 2023-12-06 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2003-06-25 | 2005-12-08 | Rep | Advising on securities | 2009-04-16 | 2018-11-30 | Rep | Asset management | 2013-02-28 | 2018-11-30 | Rep | Advising on securities | 2022-03-28 | 2023-05-05 |
| 3 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2018-11-30 |
| 4 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-11-28 | 2018-11-30 | Rep | Asset management | 2013-02-28 | 2018-11-30 | Rep | Asset management | 2022-03-28 | 2023-05-05 | Rep | Dealing in securities | 2022-03-28 | 2023-05-05 |
| 5 | Rongchong Finance Management Limited | RO | Advising on securities | 2019-01-07 | 2021-02-15 | RO | Asset management | 2019-01-07 | 2021-02-15 | RO | Dealing in securities | 2019-01-07 | 2021-02-15 |
| 6 | SEEDS CAPITAL LIMITED (HK) | RO | Advising on securities | 2021-11-04 | 2022-01-31 | RO | Asset management | 2021-11-04 | 2022-01-31 |
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