So, Kin (SFC:AID232) 蘇健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D'Asie Asset Management Limited | RO | Advising on securities | 2015-09-24 | 2015-12-31 | RO | Asset management | 2015-09-24 | 2015-12-31 |
| 2 | Hao Tian Asset Management Limited | Rep | Asset management | 2018-06-19 | 2018-06-27 | RO | Asset management | 2018-06-27 | 2020-04-03 | RO | Advising on securities | 2018-10-16 | 2020-04-03 |
| 3 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-09-06 | 2020-04-03 |
| 4 | Hao Tian International Securities Limited | RO | Dealing in securities | 2018-06-27 | 2020-04-03 |
| 5 | HC Securities (HK) Limited | RO | Advising on securities | 2021-12-21 | 2023-11-19 | RO | Asset management | 2021-12-21 | 2023-11-19 | RO | Dealing in securities | 2021-12-21 | 2023-11-19 |
| 6 | Hong Kong Securities (International) Company Limited | RO | Advising on securities | 2016-01-04 | 2016-12-13 | RO | Asset management | 2016-01-04 | 2016-12-13 | RO | Dealing in securities | 2016-01-04 | 2016-12-13 |
| 7 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2003-07-29 | 2015-07-31 | Rep | Asset management | 2007-01-23 | 2015-07-31 |
| 8 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-09-28 | 2015-07-31 | Rep | Asset management | 2012-03-13 | 2015-07-31 |
| 9 | Meta Elephant Capital Limited | RO | Advising on securities | 2017-02-10 | 2018-06-15 | RO | Asset management | 2017-02-10 | 2018-06-15 |
| 10 | Open Asset Management Limited | Rep | Advising on securities | 2020-07-13 | 2020-09-09 | Rep | Asset management | 2020-07-13 | 2020-09-09 | RO | Advising on securities | 2020-09-09 | 2021-10-31 | RO | Asset management | 2020-09-09 | 2021-10-31 |
| 11 | Open Securities Limited | Rep | Dealing in futures contracts | 2020-09-14 | 2021-10-31 | RO | Advising on securities | 2020-09-14 | 2021-10-31 | RO | Dealing in securities | 2020-09-14 | 2021-10-31 |
| 12 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-12-15 | RO | Asset management | 2023-12-15 | RO | Dealing in securities | 2023-12-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy