Chan, Lap Kwan (SFC:ABO665) 陳立群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON FINANCE LIMITED | RO | Securities margin financing | 2018-05-03 | |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | Rep | Advising on futures contracts | 2004-10-30 | Rep | Asset management | 2004-10-30 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | RO | Dealing in securities | RO | Advising on corporate finance | 2004-10-30 | RO | Advising on securities | 2004-10-30 | RO | Asset management | 2004-10-30 | RO | Automated trading services | 2004-10-30 | RO | Asset management | 2010-03-11 |
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