Wong, Joey Pui Yan 黃佩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grandbay Capital Limited | RO | Advising on securities | 2020-11-25 | 2021-12-12 | RO | Asset management | 2020-11-25 | 2021-12-12 |
| 2 | Grandbay Securities Limited | Rep | Dealing in securities | 2020-07-06 | 2020-08-28 | RO | Dealing in securities | 2020-08-28 | 2021-12-12 |
| 3 | KARL THOMSON FINANCE LIMITED | Rep | Securities margin financing | 2012-03-09 | |
| 4 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-10 | Rep | Advising on securities | 2004-05-10 | Rep | Asset management | 2004-05-10 | Rep | Automated trading services | 2004-05-10 | Rep | Dealing in securities | 2009-09-10 | RO | Dealing in securities | 2009-09-10 | 2012-03-09 |
| 5 | North Beta International Securities Limited | Rep | Dealing in securities | 2012-03-22 | 2012-04-27 | RO | Dealing in securities | 2012-04-27 | 2020-07-03 | RO | Advising on securities | 2015-11-06 | 2020-07-03 |
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