Au, Man Kuen 區敏娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-03-05 | 2019-12-01 |
2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-05-18 | 2009-06-16 |
3 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on securities | 2009-06-26 | 2010-02-03 |
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