Liu, Tin Wai 廖天為

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KARL THOMSON INVESTMENT CONSULTANTS LIMITED Rep Advising on securities 2005-03-31 2008-10-16
2 KARL-THOMSON SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-10-18 2019-11-26
3 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2009-01-19 2010-10-04

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