Lo, Caness Siu Wai 老小慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-11-28 | 2014-03-31 |
| 2 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-05-26 | Rep | Advising on securities | 2003-05-26 | Rep | Asset management | 2003-05-26 | Rep | Automated trading services | 2003-05-26 | Rep | Dealing in securities | 2003-05-26 | Rep | Dealing in securities | 2004-08-06 | 2014-03-31 |
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