Wong, Lawrence Kwok Keung 黃國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-04-26 | 2020-03-15 | RO | Asset management | 2019-04-26 | 2020-03-15 |
| 2 | Jin Yi Financial Group Limited | RO | Advising on futures contracts | 2022-05-16 | RO | Advising on securities | 2022-05-16 | RO | Asset management | 2022-05-16 | RO | Dealing in futures contracts | 2022-05-16 | RO | Dealing in securities | 2022-05-16 |
| 3 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2015-06-29 | 2019-03-31 | Rep | Advising on securities | 2020-03-26 | 2020-03-31 | Rep | Asset management | 2020-03-26 | 2020-03-31 | RO | Advising on securities | 2020-03-31 | 2022-03-31 | RO | Asset management | 2020-03-31 | 2022-03-31 |
| 4 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-07-23 | Rep | Asset management | 2004-07-23 | Rep | Dealing in futures contracts | 2019-03-31 | Rep | Dealing in futures contracts | 2020-12-30 | 2022-03-31 |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-23 | Rep | Advising on securities | 2004-07-23 | Rep | Asset management | 2004-07-23 | Rep | Automated trading services | 2004-07-23 | Rep | Dealing in securities | 2019-03-31 | Rep | Asset management | 2013-02-19 | 2019-03-31 | RO | Dealing in securities | 2020-03-31 | 2022-03-31 |
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