Wong, Lok Yi (SFC:APP041) 黃樂怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2008-07-15 | 2012-07-12 |
2 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2007-12-21 | 2012-07-12 | Rep | Asset management | 2011-08-15 | 2012-07-12 |
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