Ho, Ngar Yan 何雅茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2015-02-17 | 2020-09-01 | Rep | Dealing in securities | 2015-02-17 | 2020-09-01 |
2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2005-03-01 | 2008-11-22 |
3 | KCG SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-05-19 | 2011-02-25 | Rep | Advising on securities | 2010-03-25 | 2015-02-07 | RO | Dealing in securities | 2011-02-25 | 2015-02-07 |
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