Lee, Ka Ki (SFC:AEH405) 李家驥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2012-06-11 | 2018-01-08 |
| 2 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in securities | 2007-03-06 | Rep | Dealing in securities | 2007-04-30 | 2012-05-31 |
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