Yu, Zhi (SFC:AIB283) 于志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-07-29 | |
| 2 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-04-25 | |
| 3 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-04-25 | |
| 4 | KCG SECURITIES ASIA LIMITED | Rep | Asset management | 2007-03-06 | 2012-10-18 |
| 5 | TC CAPITAL MANAGEMENT LIMITED (HK) | RO | Asset management | 2012-11-06 | 2019-03-29 |
| 6 | Holly International Asset Management Company Limited | Rep | Asset management | 2019-04-23 | 2019-05-07 |
| 7 | Holly International Asset Management Company Limited | RO | Asset management | 2019-05-07 | 2022-03-01 |
| 8 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2022-05-26 | 2023-10-13 |
| 9 | KCG FUND MANAGEMENT LIMITED | RO | Asset management | 2023-10-13 | 2023-12-31 |
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