Foong, Hock Meng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-08-14 | 2014-04-28 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-06-12 | 2017-05-25 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-07-29 | 2009-08-14 | Rep | Dealing in securities | 2009-07-29 | 2009-08-14 | RO | Advising on securities | 2009-08-14 | 2017-10-02 | RO | Dealing in securities | 2009-08-14 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2018-03-20 | RO | Dealing in securities | 2017-10-03 | 2018-03-20 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Dealing in securities | 2010-04-23 | 2017-10-02 |
| 5 | Pictet Asset Management (Hong Kong) Limited | RO | Advising on securities | 2005-08-02 | |
| 6 | PIMCO Asia Limited | Rep | Advising on securities | 2006-05-18 | 2009-03-31 | Rep | Dealing in securities | 2006-05-18 | 2009-03-31 |
| 7 | PIMCO ASIA PTE LTD | Rep | Advising on securities | 2006-03-13 | 2006-05-17 | Rep | Dealing in securities | 2006-03-13 | 2006-05-17 |
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