Kwong, Man Bun 鄺民彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2003-06-27 | 2005-02-26 | RO | Dealing in futures contracts | 2008-02-11 | 2013-02-22 |
| 2 | KGI ASIA LIMITED | RO | Advising on securities | 2003-06-27 | RO | Asset management | 2003-06-27 | RO | Dealing in securities | 2017-10-02 | RO | Automated trading services | 2003-06-27 | 2003-07-21 | RO | Advising on securities | 2003-11-19 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2019-09-01 | RO | Dealing in securities | 2017-10-03 | 2019-09-01 |
| 3 | KGI CAPITAL ASIA LIMITED | RO | Advising on securities | 2011-08-03 | 2019-09-01 | RO | Dealing in securities | 2013-03-04 | 2019-09-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-27 | Rep | Asset management | 2003-06-27 | Rep | Dealing in futures contracts | 2003-06-27 | RO | Dealing in futures contracts | 2003-06-27 | 2019-09-01 | RO | Advising on futures contracts | 2003-11-19 | 2019-09-01 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2003-06-27 | RO | Asset management | 2003-06-27 | RO | Automated trading services | 2003-07-21 | RO | Dealing in securities | 2017-10-02 | RO | Advising on securities | 2003-11-19 | 2017-10-02 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on securities | 2010-08-30 | 2017-10-02 | RO | Dealing in securities | 2010-08-30 | 2017-10-02 |
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