Lee, Inessa Suk Wah 李菽樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FUBON SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2012-05-18 | 2014-01-01 |
| 2 | GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2014-08-08 | 2017-07-31 | RO | Dealing in securities | 2015-07-14 | 2017-07-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-08-24 | 2008-10-22 | RO | Dealing in securities | 2008-10-22 | 2012-03-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2012-03-01 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2008-10-22 | 2012-03-01 |
| 6 | KINGKEY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-06 | 2018-11-18 |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-05 | 2006-07-31 |
| 8 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2005-07-06 | 2005-09-02 |
| 9 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2004-08-18 | 2005-09-02 |
| 10 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-09-18 | 2017-09-30 | RO | Asset management | 2015-09-18 | 2017-09-30 |
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