Au, Chi Lam 歐芷霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-09-24 | 2012-03-23 | Rep | Advising on securities | 2011-10-11 | 2012-03-23 | Rep | Dealing in securities | 2016-07-21 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-01-31 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-23 | 2012-03-23 | Rep | Dealing in futures contracts | 2016-07-21 | 2022-01-31 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-05 | 2015-08-12 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-05 | 2015-08-12 |
| 5 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-21 | 2016-07-16 |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-21 | 2016-07-16 |
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