Chan, Chi Yung (SFC:APR959) 陳智勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-02-24 | 2014-06-24 | Rep | Dealing in securities | 2014-02-24 | 2014-06-24 | Rep | Leveraged foreign exchange trading | 2014-02-24 | 2014-06-24 |
| 2 | Bright Fund Management Limited | Rep | Asset management | 2014-12-22 | 2016-07-06 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-04-16 | 2014-02-11 | Rep | Dealing in futures contracts | 2014-07-10 | 2016-07-06 |
| 4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-07-02 | 2014-02-11 | Rep | Leveraged foreign exchange trading | 2014-07-10 | 2016-07-06 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-04-16 | 2014-02-11 | Rep | Dealing in securities | 2014-07-10 | 2016-07-06 |
| 6 | Feifan Asset Management Co., Limited | RO | Advising on securities | 2020-01-24 | 2024-02-01 | RO | Asset management | 2020-01-24 | 2024-02-01 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-10-02 | 2012-03-27 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-02 | 2012-03-27 |
| 9 | Nova Spectrum Capital Management Limited | Rep | Asset management | 2016-09-20 | 2017-12-15 | Rep | Advising on securities | 2017-02-01 | 2017-12-15 |
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