Chan, Ling Yu (SFC:AUZ371) 陳凌宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-28 | 2018-04-04 | VICTORY SECURITIES COMPANY LIMITED | Rep | 2018-04-30 | 2019-03-06 | Rifa Futures Limited | Rep | 2019-03-12 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-05-28 | 2017-10-02 | KGI ASIA LIMITED | Rep | 2017-10-03 | 2018-04-04 | VICTORY SECURITIES COMPANY LIMITED | Rep | 2018-04-30 | 2019-03-06 | Rifa Securities Limited | Rep | 2019-03-12 |
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