Chan, Sai Hung 陳世雄

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GRAND CATHAY SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2012-10-05 2017-10-02
2 KGI ASIA LIMITED Rep Advising on corporate finance 2004-06-03
Rep Advising on securities 2004-06-03
Rep Asset management 2004-06-03
Rep Dealing in securities 2017-10-02
Rep Dealing in securities 2017-10-03
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts
Rep Advising on futures contracts 2004-06-03
Rep Asset management 2004-06-03
4 KGI SECURITIES (HONG KONG) LIMITED Rep Automated trading services 2003-07-21
Rep Advising on corporate finance 2004-06-03
Rep Advising on securities 2004-06-03
Rep Asset management 2004-06-03
Rep Dealing in securities 2017-10-02
5 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Dealing in securities 2009-12-23 2017-10-02

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